The Securities and Exchange Commission (SEC) plays a very critical role in ensuring the integrity and transparency of the securities market. One regulation provisioned by the SEC is SEC Rule 17a4, ...
Rule 17a-13; SEC File No. 270-27, OMB Control No. 3235-0035. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 ("PRA") (44 U.S.C. 3501 et seq.), the Securities and Exchange ...